AML & Compliance Support

Our compliance consulting team have an in-depth knowledge and can puzzle the necessary compliance pieces whether it is a Straight Through Processing entity (STP) or a market maker model dealing on own account. 

The fight to prevent money laundering and terrorist financing has been of high priority for financial regulators worldwide. Thus, institutions need to have adequate processes and perform thorough AML risk assessments, to mitigate their risks.Among others, KYC and enhanced due diligence procedures need to be in place for every regulated institution. Our staff has the ability to comprehend any business model for our client’s support. 

Specifically Through Hands Of Experience We Can Help You:

  • Drafting and Review of necessary policies and manuals
  • Advising on relevant framework and legal requirements
  • Corporate Governance
  • Internal Control Requirements
  • Transaction and Regulatory Reporting Structures
  • Anti-money Laundering Policies and Manuals
  • Market manipulation Regulations and Conflicts of Interest
  • Insider Dealing Laws and Disclosure Requirements
  • KYC Compliance Requirements